Unclaimed
Benjamin Bryan Diaz is an active registered representative with Edward Jones. Benjamin has been in the financial services industry since October 31, 2016. Benjamin is registered with FINRA as well as the state of New Jersey, Arizona, Colorado, Connecticut, Delaware, Florida, Illinois, Maine, Maryland, Massachusetts, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, and Virginia. Benjamin is a Series 66, Series 7, and SIE exam holder. Benjamin's firm, Edward Jones, is a leading provider of financial services to individual investors, with over $1 trillion in assets under management. The firm provides a range of financial products and services, including mutual funds, stocks, bonds, and annuities. Edward Jones has a strong commitment to providing personalized service to its clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
01/23/2017 - Present
Edward Jones (SWEDESBORO NJ)
BOTH
Issued 11/19/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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