Unclaimed
Benjamin Bradley Spencer is a financial advisor currently registered with Fidelity Brokerage Services LLC. Benjamin Spencer holds the Series 7TO, SIE, and Series 63 licenses. Benjamin Spencer is registered in 53 states, including Alabama, Alaska, and Arizona, among others. Benjamin Spencer is registered in the state of Texas since January 14, 2022. Benjamin Spencer has been in the financial industry for at least 1 year, starting November 9, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
11/10/2021 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 01/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/03/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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