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Benjamin Bradley Spencer

Fidelity Brokerage Services LLC

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About Benjamin Bradley Spencer

Benjamin Bradley Spencer is a financial advisor currently registered with Fidelity Brokerage Services LLC. Benjamin Spencer holds the Series 7TO, SIE, and Series 63 licenses. Benjamin Spencer is registered in 53 states, including Alabama, Alaska, and Arizona, among others. Benjamin Spencer is registered in the state of Texas since January 14, 2022. Benjamin Spencer has been in the financial industry for at least 1 year, starting November 9, 2021.

Firm Information

Benjamin Spencer is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Spencer’s Registration & Firm History

TX

11/10/2021 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 01/14/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/10/2021

Series 7TO - General Securities Representative Examination

BC

Issued 11/03/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Benjamin Bradley Spencer.
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