Unclaimed
Benjamin Bingham is a financial professional with over 12 years of experience in the industry. Benjamin is currently registered with Fidelity Brokerage Services LLC and Fidelity Distributors Co. LLC. Benjamin holds Series 6, 7 and 63 licenses. Benjamin has previously worked at BLUEROCK CAPITAL MARKETS LLC, FORESIDE FUND SERVICES, LLC, CAPULENT LLC, SC DISTRIBUTORS, LLC, STEADFAST CAPITAL MARKETS GROUP, LLC, KBS CAPITAL MARKETS GROUP LLC and SUN LIFE FINANCIAL DISTRIBUTORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
05/03/2024 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
CA
03/03/2022 - 01/15/2024
BLUEROCK CAPITAL MARKETS LLC (Newport Beach CA)
ME
01/03/2020 - 06/03/2021
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
AZ
10/23/2018 - 04/22/2019
CAPULENT LLC (PHOENIX AZ)
CA
09/11/2013 - 10/25/2016
SC DISTRIBUTORS, LLC (NEWPORT BEACH CA)
CA
11/30/2011 - 09/26/2013
STEADFAST CAPITAL MARKETS GROUP, LLC (IRVINE CA)
CA
04/26/2011 - 10/28/2011
KBS CAPITAL MARKETS GROUP LLC (NEWPORT BEACH CA)
MA
10/20/2006 - 08/20/2010
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
BC
Issued 11/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2016
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/19/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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