Unclaimed
Benjamin Baruch Aisen is a securities professional with over nine years of experience in the financial industry. Benjamin holds a Series 7, Series 55, Series 63, Series 57TO and SIE license. He is currently registered with Clear Street LLC in New York. Benjamin has previously worked at IEX Services LLC and RBC Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/15/2023 - Present
Clear Street LLC (NEW YORK NY)
NY
09/17/2013 - 08/27/2021
IEX SERVICES LLC (New York NY)
NY
10/11/2010 - 12/21/2011
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 10/15/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/08/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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