Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Gordon is a financial advisor with over 17 years of experience in the financial services industry. Benjamin is currently registered with Stonex Financial Inc., and is licensed in Illinois and Alabama. Benjamin has held previous positions at ABN AMRO CLEARING CHICAGO LLC, NEWEDGE USA, LLC, GOLDMAN, SACHS & CO., and PATTERSON SECURITIES, INC.. Benjamin has passed the Series 7, Series 63, Series 30, Series 99TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
11/09/2015 - Present
Stonex Financial Inc. (Chicago IL)
IL
07/25/2011 - 10/14/2015
ABN AMRO CLEARING CHICAGO LLC (CHICAGO IL)
IL
02/25/2009 - 07/06/2011
NEWEDGE USA, LLC (CHICAGO IL)
NY
06/29/2006 - 02/20/2009
GOLDMAN, SACHS & CO. (NEW YORK NY)
IL
06/29/2005 - 01/03/2006
PATTERSON SECURITIES, INC. (CHICAGO IL)
BC
Issued 08/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2018
Series 30 - NFA Branch Manager Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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