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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Garrett is a financial professional with over 13 years of experience in the industry. Benjamin is currently a registered representative with Stifel, Nicolaus & Company, Inc., having joined the firm in March 2023. Prior to that, Benjamin was with TORREYA CAPITAL, LLC and FINANCIAL WEST GROUP. Benjamin holds several licenses, including Series 7, Series 24, Series 52TO, Series 79, and SIE. Benjamin specializes in portfolio management for individuals, businesses, and pooled investment vehicles. Benjamin's experience spans various areas of financial services, including investment banking and municipal securities. Benjamin is dedicated to providing comprehensive financial planning services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/03/2023 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
01/02/2018 - 06/05/2023
TORREYA CAPITAL, LLC (NEW YORK NY)
NV
07/12/2010 - 12/31/2017
FINANCIAL WEST GROUP (RENO NV)
BC
Issued 08/25/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2024
Series 24 - General Securities Principal Examination
BC
Issued 11/30/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/09/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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