Unclaimed
Benjamin Avery Cooley is a financial advisor registered with Janney Montgomery Scott LLC. Benjamin is a registered representative with 11 years of experience in the financial services industry. Benjamin holds the Series 63, Series 7 and SIE licenses and is registered in 21 states. Benjamin has experience in various areas including financial planning, pension consulting, educational seminars, and selection of other advisors. Previously, Benjamin was registered with CAPITAL ONE SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
LA
09/22/2022 - Present
Janney Montgomery Scott LLC (Mandeville LA)
LA
06/23/2011 - 09/12/2022
CAPITAL ONE SECURITIES, INC. (MANDEVILLE LA)
BC
Issued 07/06/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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