Unclaimed
Benjamin Asher Schlotterer is a financial advisor with J.P. Morgan Securities LLC. Benjamin has been working in the financial industry since November 13, 2012. Benjamin's current registrations include Series 6, 7, 24, 52, 63, 65, 99TO and SIE. Benjamin's previous employer was PRUCO Securities, LLC. Benjamin currently has a branch office in Columbus, Ohio. Benjamin is registered to provide investment advice in Ohio and California. Benjamin offers financial planning services, pension consulting, and selection of other advisors. Benjamin's firm also offers portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
02/18/2014 - Present
J.p. Morgan Securities LLC (Columbus OH)
OH
11/05/2012 - 02/07/2014
PRUCO SECURITIES, LLC. (COLUMBUS OH)
BC
Issued 09/02/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/01/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2017
Series 52 - Municipal Securities Representative Examination
BC
Issued 05/28/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/02/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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