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Benjamin Ashby Fuller

Waterloo Capital

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About Benjamin Ashby Fuller

Benjamin Fuller is a financial advisor with Waterloo Capital. Benjamin has over 20 years of experience in the financial services industry. Benjamin is registered with the state of Arkansas. Benjamin holds the Series 66, Series 7, Series 24 and SIE securities licenses.

Firm Information

Benjamin Fuller is currently registered with Waterloo Capital. Waterloo Capital is an investment advisory firm located in Austin, Texas. The firm provides a range of services, including financial planning, pension consulting, and portfolio management. They specialize in serving high-net-worth individuals, pension and profit-sharing plans, and individuals other than high-net-worth. The firm has approximately $1.3 billion in regulatory assets under management. Waterloo Capital is registered with the SEC and has a wrap fee program.
Waterloo Capital

2700 VIA FORTUNA

AUSTIN, TX 78746

$1.30B

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Benjamin Fuller’s Registration & Firm History

AR

11/27/2023 - Present

Waterloo Capital (ROGERS AR)

AR

01/02/2015 - 11/22/2023

EQUITABLE ADVISORS, LLC (ROGERS AR)

AR

07/02/2008 - 12/26/2014

LPL FINANCIAL LLC (SPRINGDALE AR)

AR

10/15/2002 - 07/10/2008

AXA ADVISORS, LLC (LOWELL AR)

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Licenses & Designations

BOTH

Issued 01/07/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/08/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/14/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Benjamin Ashby Fuller. Review regulatory record here.
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