linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Benjamin Arthur Worley

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Benjamin? Claim Your Profile

About Benjamin Arthur Worley

Benjamin Worley is an investment advisor representative at Northwestern Mutual Investment Services, LLC, a registered investment advisor firm. Benjamin has been in the securities industry since 2008. Benjamin is registered with the state of South Carolina and is a member of the Financial Industry Regulatory Authority (FINRA). Benjamin has passed the Series 6, 7, 63, and 65 exams, as well as the Securities Industry Essentials Examination (SIE). Benjamin has experience with a variety of investment products, including stocks, bonds, mutual funds, and variable annuities. Benjamin can provide financial planning and investment advice to individual and institutional clients. Benjamin is also licensed to sell insurance products.

Firm Information

Benjamin Worley is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

501 E MCBEE AVE

GREENVILLE, SC 29601

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Benjamin Worley’s Registration & Firm History

SC

10/08/2009 - Present

Northwestern Mutual Investment Services, LLC (GREENVILLE SC)

SC

04/09/2008 - 07/16/2009

WELLS FARGO ADVISORS, LLC (GREENVILLE SC)

Not sure if Benjamin Arthur Worley is right for you?

Licenses & Designations

IA

Issued 5/16/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 4/11/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 7/9/2018

Series 7 - General Securities Representative Examination

BC

Issued 4/8/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Benjamin Arthur Worley.
Not sure if Benjamin Arthur Worley is right for you?