linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Benjamin Arata Ezaki

Riversource Distributors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Benjamin? Claim Your Profile

About Benjamin Arata Ezaki

Benjamin Ezaki is a financial advisor who has been in the industry since September 2, 2005. He currently works for Riversource Distributors, Inc. and is licensed in Minnesota. Benjamin has a background in both securities and investment advisory, with experience at various firms including Ameriprise Financial Services, Inc., U.S. Bancorp Investments, Inc., Morgan Stanley DW Inc., and Regional Operations Group, Inc. His areas of expertise include securities, futures, and investment advisory.

Firm Information

Benjamin Ezaki is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Benjamin Ezaki’s Registration & Firm History

MN

10/05/2016 - Present

Riversource Distributors, Inc. (Minneapolis MN)

MN

05/28/2015 - 10/05/2016

AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)

MN

03/01/2012 - 07/15/2013

U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)

NY

05/03/1995 - 12/03/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

07/06/1994 - 04/11/1995

REGIONAL OPERATIONS GROUP, INC. (NEW YORK NY)

Not sure if Benjamin Arata Ezaki is right for you?

Licenses & Designations

BOTH

Issued 07/02/2015

Series 66 - Uniform Combined State Law Examination

IA

Issued 05/23/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/27/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/10/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/29/2012

Series 7 - General Securities Representative Examination

BC

Issued 05/16/1995

Series 31 - Futures Managed Funds Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Benjamin Arata Ezaki.
Not sure if Benjamin Arata Ezaki is right for you?