Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Bolt is an active investment advisor representative with over 20 years of experience in the financial services industry. Benjamin is currently registered with Wells Fargo Clearing Services, LLC and has previously held positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., CHASE INVESTMENT SERVICES CORP., BANC ONE SECURITIES CORPORATION and CITICORP INVESTMENT SERVICES. Benjamin offers a wide range of financial services to individuals, businesses, and institutions. Benjamin holds a Series 7, Series 31, Series 66 and SIE license. Benjamin specializes in investment consulting services, financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
05/02/2019 - Present
Wells Fargo Clearing Services, LLC (LAKEWOOD CO)
CO
10/23/2009 - 05/03/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DENVER CO)
IL
03/26/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHICAGO IL)
IL
07/06/2005 - 02/05/2008
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
01/24/2005 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
03/26/2003 - 03/24/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
04/05/2001 - 11/23/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 04/18/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 04/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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