Unclaimed
Benjamin Andrew Brown is a financial advisor with Leerink Partners LLC, a brokerage firm. Benjamin has been in the industry since 2004. He has a Series 7, Series 24, Series 63, and Series 79TO license. He holds a state registration in Illinois. Benjamin's previous employers include Robert W. Baird & Co. Incorporated and Thomas Weisel Partners LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/22/2021 - Present
Leerink Partners LLC (Chicago IL)
WI
09/12/2005 - 06/29/2021
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
CA
11/24/2004 - 08/12/2005
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
BC
Issued 03/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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