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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Allen is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Benjamin has been in the securities industry since March 2022 and is licensed to provide investment advisory services in California, Oklahoma, Texas, and Washington. Benjamin specializes in providing investment advice and portfolio management services to individuals, businesses, and institutions. Benjamin holds the Series 7, Series 66, and Series 6TO licenses. Benjamin is also a Registered Investment Advisor (RIA) and has a degree in Finance from Houston Baptist University. Benjamin has been recognized as a top performer in the financial services industry. Benjamin's clients appreciate his commitment to providing personalized financial advice and his ability to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/30/2025 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN ANTONIO TX)
TX
03/29/2022 - 07/28/2022
EQUITABLE ADVISORS, LLC (HOUSTON TX)
BOTH
Issued 07/20/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/17/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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