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Benjamin Alexander Stemmet

Guggenheim Securities, LLC

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About Benjamin Alexander Stemmet

Benjamin Alexander Stemmet is a registered investment advisor in the state of Georgia. Benjamin is affiliated with Guggenheim Securities, LLC. Benjamin has passed the Series 63, Series 79TO, and SIE exams. Benjamin's registration date with the state of Georgia is 8/20/2024. Benjamin's firm, Guggenheim Securities, LLC, is headquartered in Atlanta, GA.

Firm Information

Benjamin Stemmet is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Stemmet’s Registration & Firm History

GA

08/12/2024 - Present

Guggenheim Securities, LLC (Atlanta GA)

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Licenses & Designations

BC

Issued 08/19/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/12/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/01/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Benjamin Alexander Stemmet.
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