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Benjamin Alan Freeland

Barclays Capital Inc.

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About Benjamin Alan Freeland

Benjamin Freeland is a financial professional with over 20 years of experience in the financial services industry. Benjamin is currently registered with Barclays Capital Inc. and has previously held positions with UBS Securities LLC, GCA Savvian Advisors, LLC, and J.P. Morgan Securities Inc. Benjamin holds the Series 7, Series 63, SIE and Series 79TO securities licenses. Benjamin specializes in investment banking and is committed to providing clients with personalized financial advice and solutions.

Firm Information

Benjamin Freeland is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Freeland’s Registration & Firm History

CA

10/05/2017 - Present

Barclays Capital Inc. (MENLO PARK CA)

CA

07/15/2011 - 07/17/2017

UBS SECURITIES LLC (SAN FRANCISCO CA)

CA

10/09/2008 - 07/08/2011

GCA SAVVIAN ADVISORS, LLC (SAN FRANCISCO CA)

CA

02/27/2001 - 08/25/2008

J.P. MORGAN SECURITIES INC. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 01/12/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/26/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Benjamin Alan Freeland.
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