Unclaimed
Benjamin Ahearn James is a financial professional with over 18 years of experience in the financial industry. Benjamin is currently registered with Vanguard Marketing Corp. in Malvern, Pennsylvania. Benjamin holds a Series 6, Series 63, and SIE licenses. Benjamin has been registered with the state of Pennsylvania since October 21, 2004.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
10/13/2004 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 10/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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