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Benjamin Adam Carlin

MM Ascend Life Investor Services, LLC

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About Benjamin Adam Carlin

Benjamin Adam Carlin is a financial professional with over 20 years of experience in the industry. Benjamin Carlin is currently registered with MM Ascend Life Investor Services, LLC. Previously, Benjamin Carlin was registered with Metlife Investors Distribution Company, Liberty Life Distributors LLC, MFS/Sun Life Financial Distributors, Inc., IFMG Securities, Inc., and Liberty Funds Distributor, Inc. Benjamin Carlin has passed the Series 63, SIE and Series 6 exams.

Firm Information

Benjamin Carlin is currently registered with MM Ascend Life Investor Services, LLC. MM Ascend Life Investor Services, LLC is a Limited Liability Company formed in 2021 that is registered in all 50 states and the District of Columbia. It offers other advisory services and is not currently providing active advisory services. It maintains 12 licensed agents, 12 investment adviser representatives, 12 registered representatives, and 2 investment advisory functions. The firm has filed four regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

124

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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maintaining registration but not actively providing advisory services

Maintaining registration but not actively providing advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Maintaining registration but not serving clients

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Benjamin Carlin’s Registration & Firm History

OH

03/04/2016 - Present

MM Ascend Life Investor Services, LLC (CINCINNATI OH)

NY

02/16/2006 - 01/19/2016

METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)

NH

06/15/2005 - 02/13/2006

LIBERTY LIFE DISTRIBUTORS LLC (DOVER NH)

MA

08/16/2004 - 11/22/2004

MFS/SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)

NY

02/08/2002 - 08/31/2004

IFMG SECURITIES, INC. (PURCHASE NY)

MA

07/23/1997 - 01/14/2002

LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 08/20/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Benjamin Adam Carlin.
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