Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Genek is a financial professional with over 25 years of experience in the industry. Currently, Benjamin works as a registered representative at Daiwa Capital Markets America Inc. Benjamin previously worked at Nomura Securities International, Inc. and Merrill Lynch Funds Distributor, Inc. Benjamin has successfully completed several professional exams including Series 7, Series 24, Series 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/13/2022 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
07/14/1997 - 11/08/1999
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
04/12/1994 - 08/28/1996
MERRILL LYNCH FUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 04/24/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 06/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/11/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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