Unclaimed
Benjamen E. Rafferty is a financial professional with Raymond James Financial Services, Inc., a firm with an active broker-dealer registration and no investment advisor registration. Benjamen has been in the industry since December 18, 2018. Prior to joining Raymond James Financial Services, Inc., Benjamen worked at FIDELITY BROKERAGE SERVICES LLC. Benjamen holds the Series 63, Series 7 and SIE licenses. Benjamen E. Rafferty is registered in all states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
04/20/2023 - Present
Raymond James Financial Services, Inc. (ST. PETERSBURG FL)
NH
09/26/2017 - 01/25/2022
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BC
Issued 10/02/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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