Unclaimed
Benjamen Ries is a financial advisor with Pruco Securities, LLC in NEWARK, NJ. Benjamen is a Series 7, 66, 24 and 51 licensed representative with over 15 years of experience in the financial services industry. Benjamen has previously worked with USAA FINANCIAL ADVISORS, INC. and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Compensation from lpl enterprise, llc
1
2
NJ
06/23/2023 - Present
Pruco Securities, LLC (NEWARK NJ)
AZ
07/29/2008 - 06/18/2020
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
01/30/2008 - 07/15/2008
EDWARD JONES (PHOENIX AZ)
BOTH
Issued 02/09/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/2022
Series 24 - General Securities Principal Examination
BC
Issued 07/06/2022
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/06/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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