Unclaimed
Benedict Oconnor is a registered representative with Mizuho Securities USA LLC. Benedict has been in the financial services industry since May 2010. Benedict holds the Series 3, 7, 24, and 63 licenses, and the SIE designation. Benedict has experience with Jefferies LLC and Barclays Capital Inc. Benedict is registered in Illinois and has been with Mizuho Securities USA LLC since May 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/29/2015 - Present
Mizuho Securities USA LLC (CHICAGO IL)
IL
12/05/2011 - 06/15/2015
JEFFERIES LLC (CHICAGO IL)
IL
03/29/2010 - 10/14/2011
BARCLAYS CAPITAL INC. (CHICAGO IL)
BC
Issued 10/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2010
Series 7 - General Securities Representative Examination
BC
Issued 12/02/1998
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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