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Benedict William Oconnor

Mizuho Securities USA LLC

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About Benedict William Oconnor

Benedict Oconnor is a registered representative with Mizuho Securities USA LLC. Benedict has been in the financial services industry since May 2010. Benedict holds the Series 3, 7, 24, and 63 licenses, and the SIE designation. Benedict has experience with Jefferies LLC and Barclays Capital Inc. Benedict is registered in Illinois and has been with Mizuho Securities USA LLC since May 2015.

Firm Information

Benedict Oconnor is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benedict Oconnor’s Registration & Firm History

IL

05/29/2015 - Present

Mizuho Securities USA LLC (CHICAGO IL)

IL

12/05/2011 - 06/15/2015

JEFFERIES LLC (CHICAGO IL)

IL

03/29/2010 - 10/14/2011

BARCLAYS CAPITAL INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/29/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/30/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/26/2010

Series 7 - General Securities Representative Examination

BC

Issued 12/02/1998

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Benedict William Oconnor.
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