Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benedict? Claim Your ProfileBenedict Ngai chi Fung is a financial professional with over 15 years of experience in the industry. Benedict is currently registered with Santander US Capital Markets LLC, and previously worked with MORGAN STANLEY & CO. LLC. Benedict has a strong background in securities trading and operations, having passed the Series 7, Series 55, Series 99TO and SIE exams. Benedict also holds the Series 27 license. Benedict is committed to providing clients with personalized financial advice and solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/25/2024 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
05/15/2007 - 03/27/2012
MORGAN STANLEY & CO. LLC (BROOKLYN NY)
BC
Issued 03/01/2024
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/26/2024
Series 99TO - Operations Professional Examination
BC
Issued 03/26/2024
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/14/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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