Unclaimed
Benedict Aloysious Mitchell is an investment advisor representative with Kovack Advisors, Inc. and has been in the financial services industry since September 21, 1997. Benedict Aloysious Mitchell is registered with the Securities and Exchange Commission (SEC) and is also registered with the states of Florida, Louisiana, and Texas. Benedict Aloysious Mitchell specializes in financial planning and portfolio management for individuals and businesses. Benedict Aloysious Mitchell also provides selection of other advisors services. Benedict Aloysious Mitchell has previously worked with Nationwide Investment Services Corporation, John Hancock Distributors LLC, and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
10/10/2017 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
OH
08/19/2005 - 01/02/2009
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
MA
07/30/1998 - 08/22/2005
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
NY
01/06/1997 - 04/14/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 03/16/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 01/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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