Unclaimed
Ben Young is a financial advisor with Lazard Asset Management Securities LLC and has been in the financial services industry since December 16, 2013. Ben Young is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 31 and SIE securities licenses. Ben Young is also registered with the state of New York and 50 other states as a broker. Ben Young was previously employed at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/26/2016 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
NY
07/21/2015 - 04/20/2016
UBS FINANCIAL SERVICES INC. (ALBANY NY)
NY
12/12/2013 - 07/22/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALBANY NY)
BOTH
Issued 01/24/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/28/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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