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Ben Young

Lazard Asset Management Securities LLC

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About Ben Young

Ben Young is a financial advisor with Lazard Asset Management Securities LLC and has been in the financial services industry since December 16, 2013. Ben Young is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 31 and SIE securities licenses. Ben Young is also registered with the state of New York and 50 other states as a broker. Ben Young was previously employed at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Ben Young is currently registered with Lazard Asset Management Securities LLC. Lazard Asset Management Securities LLC is a Limited Liability Company formed in May 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

131

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ben Young’s Registration & Firm History

NY

04/26/2016 - Present

Lazard Asset Management Securities LLC (NEW YORK NY)

NY

07/21/2015 - 04/20/2016

UBS FINANCIAL SERVICES INC. (ALBANY NY)

NY

12/12/2013 - 07/22/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALBANY NY)

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Licenses & Designations

BOTH

Issued 01/24/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/28/2021

Series 31 - Futures Managed Funds Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/11/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ben Young.
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