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Ben Venokur Sutak

Thinkequity LLC

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About Ben Venokur Sutak

Ben Venokur Sutak is a financial professional with over 14 years of experience in the industry. Ben is currently registered with Thinkequity LLC and has previously held positions with Westpark Capital, Inc., Fordham Financial Management, Inc., John Carris Investments LLC, AEGIS Capital Corp., Westrock Advisors, Inc., ICM Capital Markets LTD., and National Securities Corporation. Ben has a wide range of experience in the financial services industry, including investment banking, securities trading, and financial planning. Ben holds the Series 7, SIE, and Series 79TO licenses and is registered with the Financial Industry Regulatory Authority (FINRA) and the state of New York.

Firm Information

Ben Sutak is currently registered with Thinkequity LLC. Thinkequity LLC is a Limited Liability Company formed on August 13, 2021. The firm is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Thinkequity LLC has been the subject of 8 Regulatory Events, 3 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ben Sutak’s Registration & Firm History

NY

02/28/2017 - Present

Thinkequity LLC (NEW YORK NY)

NY

02/05/2015 - 03/16/2017

WESTPARK CAPITAL, INC. (NEW YORK NY)

NY

05/01/2014 - 02/17/2015

FORDHAM FINANCIAL MANAGEMENT, INC. (NEW YORK NY)

NJ

01/23/2012 - 06/01/2014

JOHN CARRIS INVESTMENTS LLC (HOBOKEN NJ)

NY

10/05/2010 - 01/26/2012

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

06/08/2009 - 10/05/2010

WESTROCK ADVISORS, INC. (NEW YORK NY)

NY

01/07/2009 - 05/27/2009

ICM CAPITAL MARKETS LTD. (NEW YORK NY)

NY

08/29/2008 - 12/24/2008

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/12/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Ben Venokur Sutak. Review regulatory record here.
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