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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ben? Claim Your ProfileBen Toliver Rodman is a registered investment advisor representative with Transamerica Retirement Advisors, LLC. Ben has been in the securities industry since August 26, 1986. Ben holds FINRA Series 7, 9, 10, 24, 63, and 66 licenses. Ben specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. Ben's previous employment experience includes positions at Scottrade, Charles Schwab & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Shearson Lehman Government Securities, Inc., and Shearson Lehman Hutton Inc. Ben is registered with the state of Colorado and Transamerica Retirement Advisors, LLC has offices in Centennial, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
01/30/2019 - Present
Transamerica Retirement Advisors, LLC (CENTENNIAL CO)
CO
02/03/2016 - 03/08/2018
SCOTTRADE, INC. (WESTMINSTER CO)
CO
08/01/2002 - 06/19/2015
CHARLES SCHWAB & CO., INC. (LONE TREE CO)
NY
10/03/1988 - 05/22/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
07/25/1987 - 02/01/1989
SHEARSON LEHMAN GOVERNMENT SECURITIES, INC.
NA
09/15/1986 - 09/28/1988
SHEARSON LEHMAN HUTTON INC.
NA
08/22/1984 - 05/27/1986
OPPENHEIMER ASSET MANAGEMENT CORPORATION
BOTH
Issued 02/11/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2016
Series 24 - General Securities Principal Examination
BC
Issued 03/17/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/02/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/1990
Series 5 - Interest Rate Options Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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