Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ben? Claim Your ProfileBen T. Lawson is a financial advisor registered in North Carolina and Texas. He has been working in the industry since 2003. Ben is currently employed with Merrill Lynch, Pierce, Fenner & Smith Inc., and previously worked at Columbia Management Distributors, Inc. and Banc of America Investment Services, Inc.. Ben has a number of certifications and licenses, including the Series 7, Series 63, and Series 65 exams. Ben is a board member for the Winston-Salem Foundation. Ben specializes in providing financial advice to individuals, businesses, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
06/25/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WINSTON SALEM NC)
NC
12/15/2005 - 09/28/2009
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (WINSTON-SALEM NC)
MA
04/09/2002 - 04/13/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
IA
Issued 04/08/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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