Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ben? Claim Your ProfileBen Stephen Neuger is an investment advisor representative with TIAA-CREF Individual & Institutional Services, LLC, based in CHARLOTTE, NC. Ben has been in the industry since 2010 and has worked for several firms, including Wells Fargo Clearing Services, LLC, Ameriprise Financial Services, Inc., Riversource Distributors, Inc., and AXA Advisors, LLC. Ben is registered with FINRA and has passed the Series 7, Series 9, Series 10, Series 24, Series 66, and SIE exams. Ben's focus at TIAA-CREF is on providing financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
05/31/2022 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
MN
05/07/2013 - 05/08/2019
WELLS FARGO CLEARING SERVICES, LLC (MINNEAPOLIS MN)
MN
05/13/2010 - 04/30/2013
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
09/23/2008 - 05/13/2010
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
01/12/2007 - 07/18/2008
AXA ADVISORS, LLC (MINNEAPOLIS MN)
BOTH
Issued 09/06/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/11/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/07/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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