Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ben? Claim Your ProfileBen Straley is a financial advisor with Empower Advisory Group, LLC in Greenwood Village, Colorado. Ben has over 20 years of experience in the financial services industry. Ben is registered with the state of Tennessee and has his Series 6, 7, 63, 65 and 66 licenses. Ben specializes in providing financial planning, portfolio management, and educational seminars to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
12/07/2017 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
NE
09/09/2015 - 11/17/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (PAPILLION NE)
NE
01/09/2013 - 06/25/2013
WELLS FARGO ADVISORS, LLC (OMAHA NE)
NE
06/06/2012 - 12/17/2012
H.D. VEST INVESTMENT SERVICES (OMAHA NE)
NE
06/01/2010 - 05/14/2012
FIRST NATIONAL CAPITAL MARKETS (OMAHA NE)
NE
05/10/2000 - 06/02/2010
PRIMEVEST FINANCIAL SERVICES, INC. (OMAHA NE)
MN
08/24/1999 - 05/10/2000
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
BOTH
Issued 11/10/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/15/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/14/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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