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Ben Rainey

Kestra Investment Services, LLC

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About Ben Rainey

Ben Rainey is a financial professional with over 18 years of experience in the financial services industry. Ben is currently registered with Kestra Investment Services, LLC in Denver, Colorado. Ben has a Series 6, 7, 63, and 65 license as well as the SIE exam. Previously, Ben was registered with GENEOS WEALTH MANAGEMENT, INC. in Broomfield, Colorado, NFP SECURITIES, INC. in Austin, Texas, and COUNTRY CAPITAL MANAGEMENT COMPANY in Bloomington, Illinois. Ben has experience in Investment Company Products/Variable Contracts Representative Examination and General Securities Representative Examination. Ben is currently registered as a Broker in Alaska, California, Colorado, Florida, Kansas, South Dakota, Washington, and Wyoming.

Firm Information

Ben Rainey is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ben Rainey’s Registration & Firm History

CO

09/17/2020 - Present

Kestra Investment Services, LLC (DENVER CO)

CO

03/29/2006 - 08/20/2007

GENEOS WEALTH MANAGEMENT, INC. (BROOMFIELD CO)

TX

10/05/2004 - 03/07/2006

NFP SECURITIES, INC. (AUSTIN TX)

IL

07/08/2002 - 08/04/2004

COUNTRY CAPITAL MANAGEMENT COMPANY (BLOOMINGTON IL)

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Licenses & Designations

BC

Issued 01/13/2021

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 10/14/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/17/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/14/2020

SIE - Securities Industry Essentials Examination

BC

Issued 01/18/2005

Series 7 - General Securities Representative Examination

BC

Issued 07/03/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ben Rainey.
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