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Ben Michael Bouman

Cetera Investment Advisers LLC

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About Ben Michael Bouman

Ben Michael Bouman is an investment advisor representative at Cetera Investment Advisers LLC. Ben has been in the securities industry since December 31, 2009. Prior to working at Cetera Investment Advisers LLC, Ben worked at LPL Financial LLC. Ben is registered to provide investment advice in Alabama, Arizona, Colorado, Massachusetts, Minnesota, Nevada, New Jersey, New Mexico, Oklahoma, Tennessee, Texas, Vermont, and Washington. Ben also has the Series 66, Series 7 and SIE licenses.

Firm Information

Ben Bouman is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

2610 TRINITY DR STE 10

LOS ALAMOS, NM 87544

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ben Bouman’s Registration & Firm History

NM

03/21/2024 - Present

Cetera Investment Advisers LLC (LOS ALAMOS NM)

NM

01/01/2010 - 08/01/2013

LPL FINANCIAL LLC (LOS ALAMOS NM)

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Licenses & Designations

BOTH

Issued 1/15/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ben Michael Bouman.
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