Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ben? Claim Your ProfileBen Raatz is a financial professional with over 18 years of experience in the securities industry. He has a Series 7, Series 55, Series 57TO, and SIE licenses. Ben is currently registered with Great Point Capital LLC and has been with the firm since 2004. He has extensive experience in the financial markets, particularly in the trading of securities. Ben's expertise includes working with individual investors, providing investment advice, and executing trades.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/26/2004 - Present
Great Point Capital LLC (CHICAGO IL)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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