Unclaimed
Ben Stairs is a financial professional with over 30 years of experience in the industry. Ben is currently registered with Pimco Investments LLC and has been since February 2011. Previously, Ben worked at Allianz Global Investors Distributors LLC, AllianceBernstein Investments, Inc., Putnam Retail Management Limited Partnership, and Nuveen Investments. Ben holds Series 3, 6, 7, 24, and 63 licenses and is registered with the state of Texas as well as 52 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
02/14/2011 - Present
Pimco Investments LLC (Austin TX)
TX
02/11/2010 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (SOUTHLAKE TX)
TN
08/12/2004 - 02/12/2010
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)
MA
02/08/2002 - 08/09/2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
IL
08/04/1989 - 01/28/2002
NUVEEN INVESTMENTS (CHICAGO IL)
BC
Issued 08/14/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2018
Series 3 - National Commodity Futures Examination
BC
Issued 01/14/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/03/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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