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Ben G Caton

State Farm Investment Management Corp.

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About Ben G Caton

Ben Caton is an investment advisor representative registered with State Farm Investment Management Corp. Ben Caton is based in Rio Rancho, NM and has been in the industry since June 10, 2001. Ben Caton has also previously worked for MML INVESTORS SERVICES, INC. and STATE FARM VP MANAGEMENT CORP. Ben Caton holds the Series 63, Series 26 and Series 6 licenses. Ben Caton is also a Chartered Financial Consultant. Ben Caton has a strong track record of providing financial advice to individuals and investment companies. Ben Caton specializes in providing portfolio management services.

Firm Information

Ben Caton is currently registered with State Farm Investment Management Corp.. State Farm Investment Management Corp. is a terminated corporation formed on December 9, 1966, headquartered in Bloomington, IL. The firm primarily managed investment portfolios for individuals and investment companies. They managed a total of $10,164,536,171 in assets, all of which were discretionary.
State Farm Investment Management Corp.

ONE STATE FARM PLAZA

BLOOMINGTON, IL 61710-0001

$10.16B

Assets Under Management

Not reported

Total Clients

4,868

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ben Caton’s Registration & Firm History

NM

08/13/2018 - Present

State Farm Investment Management Corp. (Rio Rancho NM)

UT

06/19/2008 - 03/12/2009

MML INVESTORS SERVICES, INC. (SALT LAKE CITY UT)

UT

11/22/2000 - 02/06/2008

STATE FARM VP MANAGEMENT CORP. (OGDEN UT)

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Licenses & Designations

BC

Issued 12/04/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/05/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ben G Caton.
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