Unclaimed
Ben G Bates is an investment advisor representative associated with Missionsquare Retirement. Ben has been in the industry since 2004. Ben has passed Series 6, 7, 63 and 66 exams. Ben is registered in 15 states and is currently registered with Missionsquare Retirement and previously with Nationwide Investment Services Corporation and Princor Financial Services Corporation. Ben specializes in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
AZ
09/21/2021 - Present
Missionsquare Retirement (Phoenix AZ)
OH
07/23/2014 - 07/17/2018
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
AZ
09/11/2007 - 05/07/2014
PRINCOR FINANCIAL SERVICES CORPORATION (PHOENIX AZ)
AZ
08/26/2003 - 08/15/2007
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 05/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/25/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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