Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ben? Claim Your ProfileBen Ernest Nelson is a financial advisor with Fidelity Brokerage Services LLC. Ben Nelson has been in the industry since October 6, 2011. Ben Nelson holds the Series 63, Series 7, Series 9, and Series 10 licenses. Ben Nelson is registered with the states of Massachusetts, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
10/07/2011 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 10/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/19/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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