Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ben? Claim Your ProfileBen Dembin is a financial advisor with over 30 years of experience in the industry. Ben has held a number of senior positions at leading financial institutions, including Morgan Stanley, Wells Fargo Advisors, LLC, and A.g.p. / Alliance Global Partners. Ben is currently registered with the state of Florida and holds a Series 6, 7, 63, 65 and 66 licenses. Ben focuses on providing financial planning, portfolio management and selection of other advisors services to individuals, high net worth individuals, corporations or other businesses, charitable organizations and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
FL
09/05/2024 - Present
A.g.p. / Alliance Global Partners (BOCA RATON FL)
FL
08/20/2010 - 05/17/2019
MORGAN STANLEY (BOCA RATON FL)
FL
10/12/2005 - 08/20/2010
WELLS FARGO ADVISORS, LLC (DELRAY BEACH FL)
NY
09/17/2003 - 09/30/2005
MEYERS ASSOCIATES, L.P. (NEW YORK NY)
FL
11/26/1999 - 09/23/2003
R.M. STARK & CO., INC. (LAKE WORTH BEACH FL)
FL
08/30/1999 - 11/15/1999
INVESTACORP, INC. (MIAMI FL)
FL
03/04/1998 - 07/28/1999
JWGENESIS SECURITIES, INC. (BOCA RATON FL)
NY
11/07/1994 - 03/24/1998
GKN SECURITIES CORP. (NEW YORK NY)
NY
07/13/1993 - 12/01/1994
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
07/13/1993 - 12/01/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 06/22/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/07/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Ben Dembin is the right advisor for you? Invested Better is here to help.
