Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ben? Claim Your ProfileBen Davis is a financial advisor who has been in the industry since November 5, 2010. Ben is currently registered with Finalis Securities LLC, Ben has been with Finalis Securities LLC since July 5, 2022. Ben is registered in New York and Texas. Ben holds the Series 79TO, SIE, and Series 62 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/05/2022 - Present
Finalis Securities LLC (New York NY)
TX
10/05/2019 - 12/07/2020
INDEPENDENT INVESTMENT BANKERS, CORP. (AUSTIN TX)
TX
06/04/2007 - 11/27/2017
WESTLAKE SECURITIES (AUSTIN TX)
BC
Issued 05/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/27/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2007
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
Not sure Ben Davis is the right advisor for you? Invested Better is here to help.
