Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ben? Claim Your ProfileBen Christopher Lee is a financial advisor with over 25 years of experience in the industry. Ben is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC, and Avantax Investment Services, Inc. in Texas. Ben holds a Series 3, Series 4, Series 7, Series 55, Series 57TO, and Series 63 licenses, as well as the SIE exam. Ben is a Registered Options Principal. Ben was previously registered with National Financial Services LLC, Apex Clearing Corporation, Penson Financial Services, Inc., SWS Financial Services, and Banc of America Securities LLC. Ben is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/21/2024 - Present
Cetera Advisors LLC (DALLAS TX)
TX
11/16/2012 - 08/15/2017
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
06/14/2012 - 08/23/2012
APEX CLEARING CORPORATION (DALLAS TX)
TX
09/11/2008 - 08/01/2012
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
TX
07/28/2008 - 08/18/2008
SWS FINANCIAL SERVICES (DALLAS TX)
TX
05/06/2004 - 06/09/2008
BANC OF AMERICA SECURITIES LLC (FRISCO TX)
TX
03/30/1998 - 04/23/2004
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
03/31/1999 - 12/31/1999
MYDISCOUNTBROKER.COM (DALLAS TX)
BC
Issued 12/04/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2005
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2006
Series 3 - National Commodity Futures Examination
BC
Issued 03/24/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/27/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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