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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ben? Claim Your ProfileBen Rast is a financial advisor with Morgan Stanley, where he has been registered since June 2009. Ben has been in the industry since May 1986 and holds both Series 7 and Series 63 securities licenses as well as a Series 65 investment advisor license. Ben is also registered with the state of Texas as an Investment Advisor Representative. Ben has experience working with a variety of clients, including individuals, high-net-worth individuals, businesses, corporations, insurance companies, investment companies, charitable organizations, and pension and profit-sharing plans. Ben provides a range of advisory services, including financial planning, asset allocation advice, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
SC
12/24/2020 - Present
Morgan Stanley (Columbia SC)
SC
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (COLUMBIA SC)
SC
07/11/1994 - 04/02/2007
MORGAN STANLEY DW INC. (COLUMBIA SC)
NY
06/21/1989 - 07/12/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
WI
05/22/1986 - 06/26/1989
ISFA CORPORATION (APPLETON WI)
IA
Issued 10/05/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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