Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ben? Claim Your ProfileBen Anthony Lupo is a financial professional with over 25 years of experience in the industry. Currently registered with Liquidnet, Inc., Ben began his career in 1989 and has held prior positions at Bloomberg Tradebook LLC, Citigroup Global Markets Inc., Westminster Research Associates Inc., and Lehman Brothers Inc. Ben holds the Series 7, Series 63 and SIE licenses, and is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/08/2023 - Present
Liquidnet, Inc. (NEW YORK NY)
NY
12/17/2008 - 06/18/2014
BLOOMBERG TRADEBOOK LLC (NEW YORK NY)
NY
08/08/1997 - 12/05/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/16/1993 - 09/23/1997
WESTMINSTER RESEARCH ASSOCIATES INC. (NEW YORK NY)
NY
02/14/1989 - 02/12/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 03/06/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/20/2021
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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