Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ben? Claim Your ProfileBen Roth has been in the financial services industry since 1983. He is currently registered with Newedge Advisors, LLC and provides financial services for individuals, businesses, and other entities. Ben has held various roles in the financial services industry, including with firms such as J.P. MORGAN SECURITIES LLC and ALEX. BROWN & SONS INCORPORATED. Ben Roth is committed to providing comprehensive financial planning and investment management services to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
LA
06/10/2024 - Present
Newedge Advisors (NEW ORLEANS LA)
TX
07/19/1996 - 06/08/2024
J.P. MORGAN SECURITIES LLC (DALLAS TX)
NA
10/28/1992 - 08/09/1996
ALEX. BROWN & SONS INCORPORATED
NY
10/13/1987 - 10/29/1992
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
01/19/1983 - 10/20/1987
PAINEWEBBER INCORPORATED
IA
Issued 01/27/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
BC
Issued 12/20/1982
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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