Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Beichen? Claim Your ProfileBeichen Thakral is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc.. Beichen has been in the industry for over 11 years and is a Series 6, 7TO, 63, and 66 licensed advisor. Previously, Beichen Thakral was also registered with RAYMOND JAMES FINANCIAL SERVICES, INC. and J.P. MORGAN SECURITIES LLC. Beichen is an active advisor with both FINRA and the state of California. Beichen Thakral's current employment is with Merrill Lynch, Pierce, Fenner & Smith Inc. in the Los Angeles, CA branch office. Beichen Thakral has a strong background in financial services and has specialized in providing investment advice to individuals and corporations. Beichen Thakral offers a wide range of services including portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/27/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
HI
05/03/2017 - 10/25/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (HONOLULU HI)
HI
09/23/2015 - 05/02/2017
BANCWEST INVESTMENT SERVICES, INC. (HONOLULU HI)
TX
10/01/2012 - 06/12/2015
J.P. MORGAN SECURITIES LLC (ARLINGTON TX)
TX
11/05/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ARLINGTON TX)
BOTH
Issued 06/03/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/14/2024
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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