Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Behzad? Claim Your ProfileBehzad Mansouri is a financial advisor registered with Charles Schwab & CO., Inc. Behzad has been in the industry since 1999. Behzad holds the Series 3, 7, 10, 24, 50, and 63 licenses. Behzad is also a registered investment advisor with Series 65. Prior to working with Charles Schwab & CO., Inc., Behzad held positions at Oppenheimer & Co. Inc., Credit Agricole Securities (USA) Inc., BNY Mellon Capital Markets, LLC, and several other firms. Behzad's current employer, Charles Schwab & CO., Inc. is a large firm with over $50 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
10/08/2024 - Present
Charles Schwab & CO., Inc. (Westlake TX)
NY
01/22/2014 - 10/12/2023
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
01/04/2012 - 06/26/2013
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
04/30/2008 - 12/02/2011
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
NY
02/22/2008 - 04/30/2008
BNY CAPITAL MARKETS INC. (NEW YORK NY)
NY
01/19/2007 - 01/02/2008
BNY INVESTMENT CENTER INC. (NEW YORK NY)
PA
12/07/2005 - 09/22/2006
PNC INVESTMENTS (PITTSBURGH PA)
PA
07/19/2005 - 09/22/2006
PNC CAPITAL MARKETS LLC (PITTSBURGH PA)
NY
05/07/2002 - 06/13/2005
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/14/1997 - 04/25/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 02/20/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/16/2014
Series 24 - General Securities Principal Examination
BC
Issued 12/30/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 12/02/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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