Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Behnam? Claim Your ProfileBehnam Lavian is a financial advisor with Wells Fargo Clearing Services, LLC. Behnam has been in the financial industry since 2003 and has a variety of experience with different firms, including J.P. Morgan Securities LLC, Chase Investment Services Corp., and NYLIFE Distributors LLC. Behnam holds Series 6, 7, 63, and 66 licenses. Behnam specializes in portfolio management for businesses and individuals, financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/24/2023 - Present
Wells Fargo Clearing Services, LLC (BEVERLY HILLS CA)
CA
10/01/2012 - 10/25/2023
J.P. MORGAN SECURITIES LLC (Los Angeles CA)
CA
06/04/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BEVERLY HILLS CA)
NY
03/21/2006 - 04/06/2009
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
FL
02/17/2005 - 09/02/2005
GUNNALLEN FINANCIAL, INC (TAMPA FL)
NY
02/12/2003 - 02/17/2005
NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)
BOTH
Issued 05/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/10/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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