Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bee bee? Claim Your ProfileBee bee Au is a financial advisor associated with Raymond James Financial Services Advisors, Inc. working in the Honolulu, HI area. Bee bee has been in the financial services industry since May 1, 1996. Bee bee has a Series 7, Series 63, and Series 65 license, as well as the SIE exam. Bee bee Au offers financial planning, retirement planning, educational seminars, portfolio management for businesses and individuals, and selection of other advisors. Bee bee Au also has previous experience with LPL Financial LLC, Bancwest Investment Services, Inc. and UVEST Financial Services Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
HI
03/02/2022 - Present
Raymond James Financial Services Advisors, Inc. (HONOLULU HI)
HI
11/23/2015 - 05/02/2017
BANCWEST INVESTMENT SERVICES, INC. (HONOLULU HI)
HI
07/05/2011 - 12/09/2015
LPL FINANCIAL LLC (HONOLULU HI)
HI
08/19/2010 - 07/05/2011
UVEST FINANCIAL SERVICES GROUP, INC. (HONOLULU HI)
HI
03/29/1999 - 08/02/2010
BANCWEST INVESTMENT SERVICES, INC. (HONOLULU HI)
CA
04/22/1998 - 04/06/1999
MUTUAL SECURITIES, INC. (CAMARILLO CA)
CA
04/16/1996 - 04/24/1998
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
IA
Issued 09/05/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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