Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Becky? Claim Your ProfileBecky Vogel is a financial advisor currently working at Stifel, Nicolaus & Company, Inc. in St. Louis, MO. Becky has been in the financial industry for over 20 years and specializes in working with individuals, high-net-worth individuals, businesses, corporations, charitable organizations, investment clubs, insurance companies, pension and profit-sharing plans, banking and thrift institutions, and pooled investment vehicles. Becky is also a registered investment advisor. In addition to her financial services career, Becky is a member of Korte Siblings LLC. Becky has also worked for UBS Financial Services Inc., Morgan Stanley Smith Barney, Wells Fargo Advisors, LLC, and Century Securities Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/24/2014 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
MO
07/13/2012 - 06/18/2014
UBS FINANCIAL SERVICES INC. (ST. LOUIS MO)
MO
10/26/2011 - 08/01/2012
MORGAN STANLEY SMITH BARNEY (ST. LOUIS MO)
MO
08/26/2011 - 10/11/2011
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MO
06/24/2003 - 08/25/2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
07/07/2000 - 06/23/2003
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
BOTH
Issued 03/08/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/12/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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