Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Becky? Claim Your ProfileBecky Harmon is a financial professional with over 20 years of experience in the industry. Becky is currently registered with Charles Schwab & Co., Inc. and is located in Lone Tree, Colorado. Becky has held prior roles with Jackson National Life Distributors LLC, National Planning Corporation and OppenheimerFunds Distributor, Inc. Becky holds licenses Series 6, 7, 9, 10, 24, 26, 63 and SIE. Becky is dedicated to providing clients with the highest level of financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
06/03/2014 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
TN
03/15/2011 - 05/15/2013
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
CO
06/26/2006 - 03/15/2011
NATIONAL PLANNING CORPORATION (DENVER CO)
NY
07/06/1998 - 05/11/2006
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 10/05/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/06/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/29/2008
Series 24 - General Securities Principal Examination
BC
Issued 02/10/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2007
Series 7 - General Securities Representative Examination
BC
Issued 06/26/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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