Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Becky? Claim Your ProfileBecky Lynn Gustafson is a financial advisor with over 20 years of experience in the industry. Currently, Becky is an investment advisor representative with Mount Yale Investment Advisors, LLC, a firm that provides financial planning and portfolio management services to individuals, corporations, and institutions. Becky has a strong understanding of investment strategies and financial planning principles. Becky has a wide range of experience in the financial services industry and is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MN
06/25/2021 - Present
Mount Yale Investment Advisors, LLC (Minneapolis MN)
MN
10/24/2016 - 07/01/2021
WELLS FARGO CLEARING SERVICES, LLC (MINNEAPOLIS MN)
MN
12/03/2008 - 01/29/2010
ROBERT W. BAIRD & CO. INCORPORATED (EDINA MN)
MN
07/01/2003 - 12/03/2008
WACHOVIA SECURITIES, LLC (WAYZATA MN)
NY
11/19/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/28/1997 - 10/06/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
12/09/1994 - 06/08/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NV
05/18/1993 - 07/28/1994
FINANCIAL WEST GROUP (RENO NV)
CA
11/15/1986 - 05/18/1993
SRM SECURITIES, INCORPORATED (LOS ANGELES CA)
NA
04/19/1983 - 09/21/1984
DEAN WITTER REYNOLDS INC.
BOTH
Issued 01/20/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/02/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/17/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2016
Series 7 - General Securities Representative Examination
Active
Inactive
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